Douglas Robert Sims

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MRIB Limited

    FRN 454705

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2021)
  • Redwood Insurance Brokers Limited (no longer approved here)

    FRN 306450

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2019)
    • CF30 Customer (20 Aug 2014 to 8 Dec 2019)
  • A & J WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 428590

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2021)
    • CF30 Customer (7 Aug 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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