Douglas Lyons

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (17 Feb 2021 to 31 Dec 2021)
    • SMF4 Chief Risk (15 Jun 2020 to 25 Jan 2021)
    • [FCA CF] Manager of certification employee (11 Dec 2019 to 14 Jun 2020)
    • CF28 Systems and controls (20 Dec 2011 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • SMF4 Chief Risk (15 Jun 2020 to 25 Jan 2021)
    • [FCA CF] Manager of certification employee (9 Nov 2016 to 14 Jun 2020)
    • [FCA CF] Material risk taker (9 Nov 2016 to 14 Jun 2020)
    • CF28 Systems and controls (20 Dec 2011 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • CF28 Systems and controls (13 Mar 2009 to 25 Jul 2011)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF28 Systems and controls (1 Nov 2007 to 25 Jul 2011)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.