Dougal Wise

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (11 Nov 2019 to 6 Jul 2024)
    • [FCA CF] Manager of certification employee (20 Jun 2019 to 6 Jul 2024)
    • [FCA CF] Client dealing (7 Dec 2018 to 6 Jul 2024)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (20 Jun 2019 to 6 Jul 2024)
    • [FCA CF] Material risk taker (14 Mar 2019 to 6 Jul 2024)
    • [FCA CF] Client dealing (22 Nov 2018 to 6 Jul 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (12 Feb 2018 to 17 Sep 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 17 Sep 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 17 Sep 2018)
    • CF30 Customer (3 Sep 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.