Dougal Matthew Corden

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Conductor Capital Asset Management LLP (no longer approved here)

    FRN 977838

    • [FCA CF] Client dealing (3 Apr 2023 to 30 May 2025)
    • SMF27 Partner (20 Feb 2023 to 30 May 2025)
  • CAPRICORN FUND MANAGERS LIMITED (no longer approved here)

    FRN 505252

    • [FCA CF] Client dealing (28 Sep 2022 to 5 Apr 2023)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (13 Aug 2021 to 9 Mar 2022)
    • [FCA CF] Material risk taker (27 Jan 2020 to 9 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (27 Jan 2020 to 9 Mar 2022)
    • [FCA CF] Client dealing (26 Apr 2019 to 9 Mar 2022)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (13 Aug 2021 to 9 Mar 2022)
    • [FCA CF] Material risk taker (18 Dec 2020 to 9 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 9 Mar 2022)
    • [FCA CF] Client dealing (26 Apr 2019 to 9 Mar 2022)
  • EDF Trading Markets Limited (no longer approved here)

    FRN 197427

    • CF30 Customer (12 Jan 2017 to 7 Feb 2019)
  • Shell International Trading and Shipping Company Limited (no longer approved here)

    FRN 171941

    • CF30 Customer (16 Mar 2016 to 12 Oct 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 22 Jul 2013)
    • CF21 Investment Adviser (5 Apr 2007 to 31 Oct 2007)
    • CF26 Customer Trading (26 Jan 2007 to 14 May 2007)
  • Britannic Energy Trading Limited (no longer approved here)

    FRN 184256

    • CF26 Customer Trading (18 Mar 2002 to 1 Jan 2007)
  • BRITANNIC TRADING LIMITED (no longer approved here)

    FRN 140459

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.