Dougal Kai Tomas Brech

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Significant management (8 Apr 2021 to 7 Apr 2022)
    • [FCA CF] Material risk taker (10 Oct 2018 to 7 Apr 2022)
    • [FCA CF] Manager of certification employee (23 May 2018 to 7 Apr 2022)
    • [FCA CF] Client dealing (24 Jan 2018 to 7 Apr 2022)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Significant management (8 Apr 2021 to 7 Apr 2022)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF29 Significant management (12 Aug 2014 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (7 Aug 2007 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.