Dorian Squires

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IFP Associates Limited

    FRN 458979

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 2 Nov 2023)
    • [FCA CF] Client dealing (since 2 Nov 2023)
  • COMPASS INDEPENDENT FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 563812

    • SMF3 Executive Director (19 Mar 2021 to 21 Feb 2023)
    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 21 Feb 2023)
    • [FCA CF] Client dealing (1 Dec 2020 to 21 Feb 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 22 Sep 2009)
    • CF21 Investment Adviser (4 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.