IFP Associates Limited

• Principal Place of Business

  I F P Associates Ltd

  P Associates Ltd

  51 Ivy Road

  Norwich

  Norfolk

  NR5 8BF

  UNITED KINGDOM

  Phone

  +4401603251757

  Web

  https://www.ifpassociates.co.uk

• Complaints Contact

  I F P Associates Ltd

  P Associates Ltd

  51 Ivy Road

  Norwich

  Norfolk

  NR5 8BF

  UNITED KINGDOM

  Phone

  +4401603251757

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling which is provided in connection with investment advice, buy-to-let mortgages and second charge mortgage
  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Antony Trevelian Moyes

  IRN ATM01050

  • CF30 Customer (1 Nov 2007 to 15 Mar 2012)
  • CF22 Investment Adviser (Trainee) (21 May 2007 to 31 Oct 2007)
• Dorian Squires

  IRN DXS00255

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 2 Nov 2023)
  • [FCA CF] Functions requiring qualifications (since 2 Nov 2023)
• Nicholas William Parker

  IRN NWP00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 8 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 8 Dec 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • Responsible for Insurance Mediation (20 Oct 2014 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (19 Mar 2014 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (2 Jan 2007 to 31 Mar 2009)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
  • CF10 Compliance Oversight (2 Jan 2007 to 8 Dec 2019)
  • CF1 Director (2 Jan 2007 to 8 Dec 2019)
• Richard Gill

  IRN RXG00074

  • CF30 Customer (1 Nov 2007 to 17 Feb 2014)
  • CF1 Director (2 Jan 2007 to 14 Jun 2016)
  • CF11 Money Laundering Reporting (2 Jan 2007 to 5 Mar 2014)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
  • Responsible for Insurance Mediation (2 Jan 2007 to 20 Oct 2014)
• Sharron Lee

  IRN SXL00154

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 8 Dec 2020)

No changes recorded yet.