Donna Read

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (G&P) Ltd

    FRN 142752

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 May 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (31 May 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Nov 2002 to 31 May 2003)
  • Gale and Phillipson Investment Services Ltd (no longer approved here)

    FRN 431387

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Apr 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Apr 2024)
    • CF30 Customer (13 Nov 2017 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF22 Investment Adviser (Trainee) (29 Dec 2006 to 29 Dec 2006)
  • The Northallerton Practice Ltd (no longer approved here)

    FRN 461818

    • Employed By (29 Dec 2006 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.