Dominic Peter David Cook

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 31 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2023)
  • Crowe Financial Planning UK Limited (no longer approved here)

    FRN 185323

    • CF30 Customer (20 Apr 2009 to 14 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.