Dominic John Waters

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • [FCA CF] Manager of certification employee (5 Mar 2020 to 30 Nov 2022)
    • [FCA CF] Client dealing (24 Jun 2019 to 20 Nov 2022)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (2 Sep 2008 to 24 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.