Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (4 Jun 2018 to 20 Dec 2019)
- [FCA CF] Manager of certification employee (4 Jun 2018 to 20 Dec 2019)
- [FCA CF] Material risk taker (4 Jun 2018 to 20 Dec 2019)
- [PRA CF] Significant risk taker or Material risk taker (4 Jun 2018 to 20 Dec 2019)
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- CF30 Customer (18 Jun 2012 to 7 Jan 2014)
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- CF30 Customer (3 Dec 2007 to 3 Jun 2012)
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- CF30 Customer (3 Dec 2007 to 3 Jun 2012)
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- CF26 Customer Trading (1 Dec 2001 to 27 Jul 2004)
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- CF26 Customer Trading (1 Dec 2001 to 27 Jul 2004)
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- CF26 Customer Trading (1 Dec 2001 to 27 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.