Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 15 Jun 2024)
- CF1 Director (AR) (since 4 Jun 2024)
- CF30 Customer (since 4 Jun 2024)
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Arlington Row Wealth Management Ltd
FRN 1011062
- (1)Employed By (since 4 Jun 2024)
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- [FCA CF] Client dealing (20 Dec 2022 to 19 Apr 2024)
- [FCA CF] Functions requiring qualifications (20 Dec 2022 to 19 Apr 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 19 Apr 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Apr 2024)
- CF30 Customer (1 Sep 2017 to 17 Jun 2022)
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- (3)Employed By (12 Dec 2017 to 17 Jun 2022)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Arlington Row Wealth Management Ltd
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controlled function added: (1)Employed By at Arlington Row Wealth Management Ltd