Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 15 Jun 2024)
    • CF1 Director (AR) (since 4 Jun 2024)
    • CF30 Customer (since 4 Jun 2024)
    • (1)Employed By (since 4 Jun 2024)
  • Shipman Wealth Management Ltd (no longer approved here)

    FRN 456896

    • [FCA CF] Client dealing (20 Dec 2022 to 19 Apr 2024)
    • [FCA CF] Functions requiring qualifications (20 Dec 2022 to 19 Apr 2024)
  • SHIPMAN FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 513289

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Apr 2024)
    • CF30 Customer (1 Sep 2017 to 17 Jun 2022)
  • Hall & Partners Financial Services Limited (no longer approved here)

    FRN 220951

    • (3)Employed By (12 Dec 2017 to 17 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Arlington Row Wealth Management Ltd

  2. controlled function added: (1)Employed By at Arlington Row Wealth Management Ltd