Dominic Anthony Shaw Pickavance

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BALTHAZAR CAPITAL PARTNERS LTD. (no longer approved here)

    FRN 230038

    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Sep 2020)
    • SMF3 Executive Director (9 Dec 2019 to 11 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Sep 2020)
    • CF30 Customer (9 Nov 2019 to 8 Dec 2019)
    • CF1 Director (30 Jul 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 Jul 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Jul 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.