BALTHAZAR CAPITAL PARTNERS LTD.

Date authorised
1 April 2013
Companies House
04971234
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Balthazar Capital Partners Ltd
    7-8 Stratford Place
    London
    Westminster
    W1C 1AY
    UNITED KINGDOM
    Phone
    +442046151290
    Web
    https://www.charvinpartners.com

  • Complaints Contact

    Balthazar Capital Partners Ltd
    7-8 Stratford Place
    London
    Westminster
    W1C 1AY
    UNITED KINGDOM
    Phone
    +442046151290

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alberto Marone

    IRN AXM02555

    • CF30 Customer (1 Mar 2008 to 31 Dec 2008)
  • Antonio Michael Marinovic

    IRN AMM01113

    • CF10 Compliance Oversight (13 Feb 2017 to 10 May 2019)
    • CF11 Money Laundering Reporting (13 Feb 2017 to 10 May 2019)
    • CF1 Director (6 Dec 2016 to 10 May 2019)
  • Benjamin Jean Billarant

    IRN BJB01057

    • [FCA CF] Client dealing (since 22 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (26 Feb 2004 to 31 Oct 2007)
    • CF1 Director (26 Feb 2004 to 8 Dec 2019)
  • Clemens Aichholzer

    IRN CXA01210

    • [FCA CF] Client dealing (since 3 Nov 2025)
  • Dominic Anthony Shaw Pickavance

    IRN DXP15654

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Sep 2020)
    • SMF3 Executive Director (9 Dec 2019 to 11 Sep 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Sep 2020)
    • CF30 Customer (9 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Jul 2019 to 8 Dec 2019)
    • CF1 Director (30 Jul 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 Jul 2019 to 8 Dec 2019)
  • Jonathan Charles Dho

    IRN JCD01059

    • CF30 Customer (17 Jun 2010 to 2 Sep 2013)
    • CF3 Chief Executive (17 Jun 2010 to 2 Sep 2013)
    • CF1 Director (17 Jun 2010 to 2 Sep 2013)
  • Nicholas Sinclair Bowden

    IRN NSB01065

    • CF11 Money Laundering Reporting (30 Jul 2010 to 6 Feb 2015)
    • CF1 Director (30 Jul 2010 to 6 Feb 2015)
    • CF10 Compliance Oversight (30 Jul 2010 to 6 Feb 2015)
    • CF30 Customer (30 Jul 2009 to 31 Mar 2015)
  • Thomas Laurent Jolyon Drewry

    IRN TLD00018

    • [FCA CF] Client dealing (since 22 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Feb 2021)
    • SMF16 Compliance Oversight (since 27 Feb 2021)
    • SMF3 Executive Director (since 30 Nov 2020)
  • Xavier Richard Thoma

    IRN XRT01001

    • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
    • CF8 Apportionment and Oversight (26 Feb 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (26 Feb 2004 to 1 Jun 2010)
    • CF21 Investment Adviser (26 Feb 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (26 Feb 2004 to 1 Jun 2010)
    • CF1 Director (26 Feb 2004 to 1 Jun 2010)
    • CF3 Chief Executive (26 Feb 2004 to 1 Jun 2010)
  • Yves Klemmer

    IRN YXK01032

    • SMF3 Executive Director (9 Dec 2019 to 15 Sep 2020)
    • CF1 Director (AR) (9 Jan 2017 to 11 Dec 2025)
    • CF1 Director (19 Mar 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Mar 2015 to 10 Jan 2017)
    • CF10 Compliance Oversight (19 Mar 2015 to 10 Jan 2017)
    • CF30 Customer (22 Jan 2015 to 11 Dec 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.