Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • SMF16 Compliance Oversight (8 Mar 2022 to 31 Mar 2024)
  • CITICORP TRUSTEE COMPANY LIMITED (no longer approved here)

    FRN 122206

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2024)
    • CF10 Compliance Oversight (25 Feb 2019 to 8 Dec 2019)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • SMF16 Compliance Oversight (17 May 2019 to 31 Mar 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • SMF16 Compliance Oversight (25 Feb 2019 to 31 Mar 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • SMF16 Compliance Oversight (25 Feb 2019 to 31 Mar 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Algorithmic trading (15 Dec 2017 to 11 Jan 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 11 Jan 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 11 Jan 2019)
    • CF28 Systems and controls (17 Jul 2014 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Algorithmic trading (15 Dec 2017 to 11 Jan 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 11 Jan 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 11 Jan 2019)
    • CF28 Systems and controls (17 Jul 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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