Dipak Shah

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (2 Nov 2022 to 18 Mar 2024)
    • [FCA CF] Material risk taker (15 Sep 2022 to 18 Mar 2024)
    • [FCA CF] Client dealing (15 Sep 2022 to 18 Mar 2024)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (2 Nov 2022 to 18 Mar 2024)
    • [FCA CF] Material risk taker (15 Sep 2022 to 18 Mar 2024)
    • [FCA CF] Client dealing (15 Sep 2022 to 18 Mar 2024)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • [FCA CF] Client dealing (7 Sep 2021 to 10 Aug 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (18 Dec 2020 to 10 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 10 Aug 2022)
    • [FCA CF] Client dealing (19 Oct 2016 to 10 Aug 2022)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 10 Aug 2022)
    • [FCA CF] Material risk taker (18 Dec 2020 to 10 Aug 2022)
    • [FCA CF] Client dealing (19 Oct 2016 to 10 Aug 2022)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (25 Jun 2018 to 10 Aug 2022)
    • [FCA CF] Material risk taker (25 Jun 2018 to 10 Aug 2022)
    • [FCA CF] Client dealing (19 Oct 2016 to 10 Aug 2022)
  • Capula Investment Management LLP (no longer approved here)

    FRN 433422

    • CF30 Customer (1 Aug 2012 to 20 Sep 2016)

Recent activity

Updates to this individual's record on the FCA register.

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