Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Bank of Nova Scotia
FRN 141308
- [FCA CF] Manager of certification employee (since 2 Oct 2023)
- [FCA CF] Client dealing (since 2 Oct 2023)
- [FCA CF] Material risk taker (since 2 Oct 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 2 Oct 2023)
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- [FCA CF] Material risk taker (1 Sep 2022 to 4 Oct 2023)
- [FCA CF] Client dealing (1 Sep 2022 to 4 Oct 2023)
- [PRA CF] Significant risk taker or Material risk taker (1 Sep 2022 to 4 Oct 2023)
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- [FCA CF] Manager of certification employee (10 Jan 2020 to 13 Apr 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 25 Aug 2022)
- CF30 Customer (1 Mar 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.