Dharmash Pravin Mistry

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rathbones Investment Management Limited
FRN 116316
- SMF12 Chair of the Remuneration Committee (since 12 Sep 2023)
- Director of firm who is not a certification employee or a SMF manager (5 Oct 2021 to 12 Sep 2023)
Lightrock LLP (no longer approved here)
FRN 792455
- SMF27 Partner (7 Jul 2020 to 23 Mar 2021)
Lakestar Advisors UK LLP (no longer approved here)
FRN 778593
- CF30 Customer (18 Oct 2017 to 5 Nov 2019)
- CF4 Partner (18 Oct 2017 to 5 Nov 2019)
HARGREAVES LANSDOWN FUND MANAGERS LTD. (no longer approved here)
FRN 166016
- CF2 Non Executive Director (19 Sep 2011 to 31 Aug 2015)
Hargreaves Lansdown Advisory Services Limited (no longer approved here)
FRN 189627
- CF2 Non Executive Director (19 Sep 2011 to 31 Aug 2015)
Balderton Capital (UK) LLP (no longer approved here)
FRN 401005
- CF30 Customer (17 Feb 2009 to 31 Aug 2012)
- CF4 Partner (17 Feb 2009 to 31 Aug 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.