Derick William Thompson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • D N S Insurance Services Limited (no longer approved here)

    FRN 308234

    • CF29 Significant management (1 Nov 2007 to 31 Jul 2013)
    • CF28 Systems and controls (1 Nov 2007 to 31 Jul 2013)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 31 Jul 2013)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Jul 2013)
    • CF1 Director (14 Jan 2005 to 31 Jul 2013)
  • DNS Insurance Services Limited (no longer approved here)

    FRN 191222

    • (1)Employed By (1 Dec 2001 to 10 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.