Date authorised
1 April 2013
Companies House
03853094
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    C3 KINGFISHER HOUSE
    KINGSWAY NORTH
    TEAM VALLEY TRADING ESTATE
    GATESHEAD
    TYNE & WEAR
    NE11 0JQ
    UNITED KINGDOM
    Phone
    +4401914874007
  • Complaints Contact

    C3 KINGFISHER HOUSE
    KINGSWAY NORTH
    TEAM VALLEY TRADING ESTATE
    GATESHEAD
    TYNE & WEAR
    NE11 0JQ
    UNITED KINGDOM
    Phone
    +441914874007

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Neil Harvey

    IRN CNH00015

    • Responsible for Insurance Distribution (since 17 Apr 2026)
    • SMF16 Compliance Oversight (since 17 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Apr 2026)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Derick William Thompson

    IRN DWT00025

    • CF28 Systems and controls (1 Nov 2007 to 31 Jul 2013)
    • CF29 Significant management (1 Nov 2007 to 31 Jul 2013)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Jul 2013)
    • CF1 Director (14 Jan 2005 to 31 Jul 2013)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 31 Jul 2013)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.