Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Private Wealth Limited (no longer approved here)

    FRN 605533

    • [FCA CF] Client dealing (9 Dec 2019 to 21 May 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 May 2025)
    • CF30 Customer (2 Jan 2014 to 8 Dec 2019)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (26 Feb 2007 to 1 Jul 2007)
    • CF22 Investment Adviser (Trainee) (23 Oct 2006 to 26 Feb 2007)
  • IT Associates Financial Planning Ltd (no longer approved here)

    FRN 182417

    • Employed By (23 Oct 2006 to 25 Dec 2013)
  • Tom French & Associates Limited (no longer approved here)

    FRN 185513

    • CF22 Investment Adviser (Trainee) (15 Aug 2005 to 20 Oct 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.