Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • James Hallam Limited (no longer approved here)

    FRN 134435

    • CF10 Compliance Oversight (1 Dec 2001 to 16 Mar 2004)
    • CF13 Finance (1 Dec 2001 to 1 Jan 2004)
    • CF14 Risk Assessment (1 Dec 2001 to 16 Mar 2004)
    • CF15 Internal Audit (1 Dec 2001 to 1 Jan 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.