Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Derek Cooke Financial Limited
FRN 433524
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 25 Sep 2018)
- CF21 Investment Adviser (13 Oct 2005 to 23 Mar 2006)
- CF1 Director (13 Oct 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (13 Oct 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (13 Oct 2005 to 23 Mar 2006)
- CF10 Compliance Oversight (13 Oct 2005 to 23 Mar 2006)
- CF11 Money Laundering Reporting (13 Oct 2005 to 23 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.