Derek Cooke Financial Limited

Date authorised
1 April 2013
Companies House
05427877
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    18 Windsor Drive
    Birmingham
    West Midlands
    B24 0EQ
    UNITED KINGDOM
    Phone
    +4401212408550

  • Complaints Contact

    18 Windsor Drive
    Birmingham
    West Midlands
    B24 0EQ
    UNITED KINGDOM
    Phone
    +4401212408550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

    Show 1 limitation
    • · Limited to effecting introductions to lenders who enter into credit agreements for the payment of insurance premiums (where ‘premiums’ has the meaning defined in the FCA Handbook glossary).

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Derek James Cooke

    IRN DJC00022

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 25 Sep 2018)
    • CF21 Investment Adviser (13 Oct 2005 to 23 Mar 2006)
    • CF1 Director (13 Oct 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (13 Oct 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (13 Oct 2005 to 23 Mar 2006)
    • CF10 Compliance Oversight (13 Oct 2005 to 23 Mar 2006)
    • CF11 Money Laundering Reporting (13 Oct 2005 to 23 Mar 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.