Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
MASONBERRY LIMITED
FRN 190195
- [FCA CF] Significant management (since 6 Apr 2020)
- [FCA CF] CASS oversight function (since 1 Apr 2020)
- [FCA CF] Benchmark submission and administration (since 1 Apr 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (21 May 2002 to 31 Oct 2007)
- CF10 Compliance Oversight (21 May 2002 to 8 Dec 2019)
- CF1 Director (21 May 2002 to 8 Dec 2019)
- CF8 Apportionment and Oversight (21 May 2002 to 31 Mar 2009)
- CF19 Significant Mgt (Financial Resources) (9 May 2002 to 21 May 2002)
- CF11 Money Laundering Reporting (9 May 2002 to 21 May 2002)
- CF17 Significant Mgt (Other Business Operations) (9 May 2002 to 21 May 2002)
- CF16 Significant Mgt (Desgntd Investment Business) (9 May 2002 to 21 May 2002)
- CF15 Internal Audit (9 May 2002 to 21 May 2002)
- CF14 Risk Assessment (9 May 2002 to 21 May 2002)
- CF13 Finance (9 May 2002 to 21 May 2002)
- CF9 EEA Investment Business Oversight (8 May 2002 to 21 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.