MASONBERRY LIMITED

Date authorised
1 April 2013
Companies House
03671369
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mason Berry Ltd
    26 The Nursery
    Sutton Courtenay
    Abingdon
    Oxfordshire
    OX14 4UA
    UNITED KINGDOM
    Phone
    +441235845490

  • Complaints Contact

    Mason Berry Ltd
    26 The Nursery
    Sutton Courtenay
    Abingdon
    Oxfordshire
    OX14 4UA
    UNITED KINGDOM
    Phone
    +441235845490

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Derek Grahame Johnson

    IRN DGJ01028

    • [FCA CF] Significant management (since 6 Apr 2020)
    • [FCA CF] CASS oversight function (since 1 Apr 2020)
    • [FCA CF] Benchmark submission and administration (since 1 Apr 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (21 May 2002 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 May 2002 to 8 Dec 2019)
    • CF21 Investment Adviser (21 May 2002 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (21 May 2002 to 31 Mar 2009)
    • CF19 Significant Mgt (Financial Resources) (9 May 2002 to 21 May 2002)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 May 2002 to 21 May 2002)
    • CF15 Internal Audit (9 May 2002 to 21 May 2002)
    • CF14 Risk Assessment (9 May 2002 to 21 May 2002)
    • CF13 Finance (9 May 2002 to 21 May 2002)
    • CF11 Money Laundering Reporting (9 May 2002 to 21 May 2002)
    • CF17 Significant Mgt (Other Business Operations) (9 May 2002 to 21 May 2002)
    • CF9 EEA Investment Business Oversight (8 May 2002 to 21 May 2002)
  • John Hamer

    IRN JXH00265

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Dec 2003)
    • CF1 Director (1 Dec 2001 to 31 Dec 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Dec 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.