Derek Graham Clements

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF7 Sole Trader (AR) (12 Jun 2006 to 31 Jan 2007)
    • CF21 Investment Adviser (25 Jul 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Dec 2004 to 25 Jul 2005)
  • Derek Clements

    FRN 416936

    • (1)Employed By (since 30 Nov 2005)
    • (2)Employed By (15 Dec 2004 to 25 Jul 2005)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF1 Director (AR) (19 Jul 2012 to 11 Apr 2014)
  • Link Financial Management Ltd (no longer approved here)

    FRN 231863

    • (3)Employed By (19 Jul 2012 to 11 Apr 2014)
  • Mortgage Next Network Limited (no longer approved here)

    FRN 300866

    • CF4 Partner (AR) (3 Oct 2007 to 30 Sep 2010)
  • Link Financial Management (no longer approved here)

    FRN 187100

    • (2)Employed By (1 Dec 2001 to 2 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.