Derek Clements

FRN: 416936
Last scraped: 17 hours ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

TMS House

Cray Avenue

Orpington

Kent

BR5 3QB

UNITED KINGDOM

Phone

+4401689824000

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Derek Graham Clements
IRN DGC00018
- (1)Employed By (since 30 Nov 2005)
- (2)Employed By (15 Dec 2004 to 25 Jul 2005)
Nestor Angel Arda
IRN NAA00007
- (1)Employed By (21 Jun 2006 to 21 Jun 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.