Derek Edward Humphreys

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (23 Nov 2011 to 6 Jan 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (20 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 May 2007 to 20 Jun 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (23 Jun 2006 to 27 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.