Derek Baker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Horbury Financial Services Limited (no longer approved here)

    FRN 225007

    • CF30 Customer (1 Nov 2007 to 17 Dec 2009)
    • CF21 Investment Adviser (27 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Oct 2005 to 27 Mar 2006)
    • Responsible for Insurance Mediation (14 Jan 2005 to 26 Feb 2010)
    • CF11 Money Laundering Reporting (18 Jul 2003 to 26 Feb 2010)
    • CF10 Compliance Oversight (18 Jul 2003 to 26 Feb 2010)
    • CF8 Apportionment and Oversight (18 Jul 2003 to 31 Mar 2009)
    • CF1 Director (18 Jul 2003 to 10 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.