Deon Etienne Gouws

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credo Capital Limited

    FRN 192204

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 May 2012 to 8 Dec 2019)
    • CF1 Director (30 May 2012 to 8 Dec 2019)
  • Momentum Global Investment Management Limited (no longer approved here)

    FRN 232357

    • CF2 Non Executive Director (17 Feb 2010 to 1 Mar 2011)
    • CF30 Customer (18 Jul 2008 to 18 Jul 2008)
    • CF1 Director (18 Jul 2008 to 16 Feb 2010)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF27 Investment Management (9 Jul 2004 to 7 Jan 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 Jan 2003 to 6 Feb 2004)
    • CF1 Director (18 Dec 2002 to 6 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.