Dennis McCombie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF10 Compliance Oversight (15 Feb 2002 to 19 Jul 2013)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 19 Jul 2013)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • CF10 Compliance Oversight (1 Dec 2001 to 14 Jan 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 15 Feb 2002)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF10 Compliance Oversight (1 Dec 2001 to 14 Jan 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 15 Feb 2002)
  • TFS VOLBROKER LIMITED (no longer approved here)

    FRN 206018

    • CF11 Money Laundering Reporting (1 Dec 2001 to 15 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.