Dennis James Walton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clarksons Futures Limited (no longer approved here)

    FRN 179391

    • [FCA CF] Client dealing (14 Sep 2023 to 29 Nov 2024)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • [FCA CF] Client dealing (1 Nov 2021 to 29 Jul 2022)
    • [FCA CF] Manager of certification employee (1 Nov 2021 to 29 Jul 2022)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2021)
    • CF30 Customer (25 Oct 2018 to 8 Dec 2019)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (20 Jun 2017 to 30 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

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