Denise Mary DBE Holt

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC UK Bank Plc (no longer approved here)
FRN 765112
- Director of firm who is not a certification employee or a SMF manager (5 Jan 2018 to 20 Apr 2021)
MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)
FRN 151427
- SMF9 Chair of the Governing Body (7 Mar 2016 to 19 Sep 2019)
- CF2 Non Executive Director (12 Jul 2013 to 6 Mar 2016)
Marks and Spencer Unit Trust Management Limited (no longer approved here)
FRN 141662
- CF2 Non Executive Director (12 Jul 2013 to 7 Dec 2016)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF2 Non Executive Director (15 Feb 2011 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.