Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 11. Pension transfer specialist
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 2 Mar 2017)
- CF30 Customer (since 31 Jul 2012)
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Murrow Wealth Management Limited
FRN 585570
- (2)Employed By (since 31 Jul 2012)
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- CF30 Customer (21 Feb 2011 to 31 Jul 2012)
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- CF30 Customer (1 Nov 2007 to 31 Jan 2011)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.