Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Director of firm who is not a certification employee or a SMF manager (since 31 Jan 2022)
    • CF1 Director (AR) (since 21 Jan 2022)
    • Appointed representative dealing with clients for which they require qualification (since 5 Jun 2020)
    • (1)Employed By (since 21 Jan 2022)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (17 Feb 2004 to 19 Jul 2005)
    • CF22 Investment Adviser (Trainee) (24 Oct 2003 to 17 Feb 2004)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2003)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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