Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (29 Apr 2021 to 31 Jan 2024)
- [FCA CF] Significant management (9 Dec 2019 to 28 Apr 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Apr 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 28 Apr 2021)
- CF30 Customer (2 Apr 2015 to 8 Dec 2019)
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- CF30 Customer (1 Oct 2010 to 13 Dec 2012)
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- CF1 Director (16 Apr 2004 to 30 Jun 2005)
- CF27 Investment Management (16 Apr 2004 to 30 Jun 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.