Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MRIB Limited
FRN 454705
- 11. Pension transfer specialist
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
- [FCA CF] Client dealing (since 1 Sep 2020)
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- CF30 Customer (20 Apr 2017 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 4 Jul 2011)
- CF21 Investment Adviser (2 Feb 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 Jul 2002 to 2 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.