Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Equilibrium Financial Planning LLP
FRN 452261
- SMF3 Executive Director (since 20 Nov 2025)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 20 Nov 2025)
- CF10 Compliance Oversight (15 Apr 2010 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 Apr 2010 to 8 Dec 2019)
- CF4 Partner (25 Aug 2006 to 8 Dec 2019)
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Equilibrium Investment Management LLP
FRN 776977
- SMF3 Executive Director (since 20 Nov 2025)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 20 Nov 2025)
- CF10 Compliance Oversight (1 Sep 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Sep 2017 to 8 Dec 2019)
- CF4 Partner (1 Sep 2017 to 8 Dec 2019)
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- (7)Employed By (1 Apr 2004 to 31 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.