Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 20 Nov 2025)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 20 Nov 2025)
    • CF10 Compliance Oversight (15 Apr 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Apr 2010 to 8 Dec 2019)
    • CF4 Partner (25 Aug 2006 to 8 Dec 2019)
    • SMF3 Executive Director (since 20 Nov 2025)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 20 Nov 2025)
    • CF10 Compliance Oversight (1 Sep 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Sep 2017 to 8 Dec 2019)
    • CF4 Partner (1 Sep 2017 to 8 Dec 2019)
  • Applewood Financial (no longer approved here)

    FRN 173402

    • (7)Employed By (1 Apr 2004 to 31 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.