Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (4 Apr 2018 to 16 Sep 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 14 May 2015)
    • CF21 Investment Adviser (31 May 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (31 May 2005 to 31 Oct 2007)
  • Zurich Assurance Ltd (no longer approved here)

    FRN 147672

    • CF21 Investment Adviser (30 Dec 2004 to 1 Jun 2005)
    • CF24 Pension Transfer Specialist (30 Dec 2004 to 1 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.