Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 21 Feb 2022)
- [FCA CF] Manager of certification employee (9 Feb 2017 to 9 Jan 2019)
- [PRA CF] Significant risk taker or Material risk taker (9 Feb 2017 to 9 Jan 2019)
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- [FCA CF] Manager of certification employee (since 21 Feb 2022)
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MARKS AND SPENCER FINANCIAL SERVICES PLC
FRN 151427
- [FCA CF] Manager of certification employee (since 21 Feb 2022)
- [FCA CF] Manager of certification employee (11 Apr 2017 to 9 Jan 2019)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 21 Feb 2022)
- [PRA CF] Significant risk taker or Material risk taker (15 May 2019 to 6 Aug 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.