Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 17 May 2017)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF21 Investment Adviser (6 Jun 2002 to 1 Apr 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Jun 2002)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • CF21 Investment Adviser (6 Jun 2002 to 1 Apr 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.