Dean Geoffrey McCarthy

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLEAR FINANCIAL ADVICE LIMITED

    FRN 462810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2015 to 8 Dec 2019)
  • Cobalt Private Finance Ltd (no longer approved here)

    FRN 414385

    • Employed By (16 Nov 2004 to 1 Oct 2009)
  • Cobalt Capital Ltd (no longer approved here)

    FRN 193266

    • Employed By (1 Oct 2002 to 16 Nov 2004)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF21 Investment Adviser (1 Dec 2001 to 18 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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