Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 6 Jun 2025)
    • [FCA CF] Client dealing (since 15 Apr 2025)
  • Basis Capital Markets UK Limited (no longer approved here)

    FRN 810733

    • SMF3 Executive Director (23 Oct 2023 to 26 Sep 2024)
    • [FCA CF] Client dealing (15 Aug 2023 to 26 Sep 2024)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF30 Customer (1 Nov 2007 to 31 Jul 2018)
    • CF21 Investment Adviser (20 Jul 2005 to 31 Oct 2007)
  • Marex Spectron International Limited (no longer approved here)

    FRN 193027

    • CF21 Investment Adviser (31 Jan 2002 to 10 Oct 2003)
    • CF26 Customer Trading (1 Dec 2001 to 31 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.