Dean Andrew Wragg

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WEST MIDLANDS WEALTH MANAGEMENT LIMITED

    FRN 705843

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Mar 2026)
    • SMF3 Executive Director (since 27 Mar 2026)
    • SMF16 Compliance Oversight (since 27 Mar 2026)
  • BRI Wealth Management PLC

    FRN 122499

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF9 Chair of the Governing Body (22 Apr 2020 to 1 Apr 2022)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (12 Sep 2011 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 20 Apr 2016)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)

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