WEST MIDLANDS WEALTH MANAGEMENT LIMITED

Date authorised
3 August 2015
Companies House
09528523
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    B R I Wealth Management plc
    BRI House
    Copse Drive
    Meriden Business Park
    Coventry
    CV5 9RL
    UNITED KINGDOM
    Phone
    +4401676523550
    Web
    https://www.wmwm.org.uk

  • Complaints Contact

    BRI House
    Copse Drive
    Meriden Business Park
    Coventry
    CV5 9RL
    UNITED KINGDOM
    Phone
    +4401676523550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dean Andrew Wragg

    IRN DAW01098

    • SMF16 Compliance Oversight (since 27 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Mar 2026)
    • SMF3 Executive Director (since 27 Mar 2026)
  • Dean Paul Smith

    IRN DXS00319

    • SMF3 Executive Director (since 27 Mar 2026)
  • Ian James Edward Gough

    IRN IJG00013

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 16 Mar 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Mar 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Mar 2026)
    • CF30 Customer (3 Aug 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Aug 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Aug 2015 to 30 Sep 2018)
    • CF1 Director (3 Aug 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Aug 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.