David William Thompson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Zurich Insurance Company Ltd
FRN 959113
- [PRA CF] Significant risk taker or Material risk taker (since 12 May 2025)
- [FCA CF] Significant management (since 1 Jan 2023)
Zurich Assurance Ltd
FRN 147672
- [FCA CF] Material risk taker (since 20 May 2020)
- [FCA CF] Significant management (since 17 Jul 2019)
Sterling ISA Managers Limited (no longer approved here)
FRN 191278
- [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2020)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF30 Customer (30 Oct 2014 to 2 Apr 2019)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF30 Customer (30 Oct 2014 to 10 Apr 2017)
Allspring Global Investments (UK) Limited (no longer approved here)
FRN 190608
- CF30 Customer (3 Sep 2012 to 7 Jun 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.