David William Boone

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MKS FINANCIAL PLANNING LIMITED

    FRN 118061

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 1 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2025)
  • CMIS Independent Financial Advisors Limited

    FRN 826849

    • (20)21. Advising or arranging (bringing about) equity release transactions
    • (21)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (22)9A. Advising on P2P agreements
    • (23)7. Giving personal recommendations on long-term care insurance contracts
    • (24)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (25)4. Giving personal recommendations on retail investment products which are not broker funds
    • (31)[FCA CF] Functions requiring qualifications (since 8 Dec 2020)
    • (30)[FCA CF] Client dealing (since 8 Dec 2020)
    • (29)SMF3 Executive Director (since 9 Dec 2019)
    • (28)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (27)Responsible for Insurance Distribution (since 3 Jun 2019)
    • (26)Responsibility for MCD Intermediation (since 3 Jun 2019)
    • (5)CF30 Customer (3 Jun 2019 to 8 Dec 2019)
    • (7)CF1 Director (3 Jun 2019 to 8 Dec 2019)
    • (6)CF10 Compliance Oversight (3 Jun 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (25)4. Giving personal recommendations on retail investment products which are not broker funds at CMIS Independent Financial Advisors Limited

  2. controlled function added: (26)Responsibility for MCD Intermediation at CMIS Independent Financial Advisors Limited

  3. controlled function added: (27)Responsible for Insurance Distribution at CMIS Independent Financial Advisors Limited

  4. controlled function added: (28)SMF16 Compliance Oversight at CMIS Independent Financial Advisors Limited

  5. controlled function added: (29)SMF3 Executive Director at CMIS Independent Financial Advisors Limited

  6. controlled function added: (30)[FCA CF] Client dealing at CMIS Independent Financial Advisors Limited

  7. controlled function added: (31)[FCA CF] Functions requiring qualifications at CMIS Independent Financial Advisors Limited