Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zurich Assurance Ltd (no longer approved here)

    FRN 147672

    • SMF18 Other Overall Responsibility (10 Dec 2018 to 31 Jan 2019)
    • CF29 Significant management (12 Sep 2013 to 9 Dec 2018)
  • Zurich Intermediary Group Limited (no longer approved here)

    FRN 191080

    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Jan 2019)
    • Responsible for Insurance Mediation (21 Mar 2017 to 30 Sep 2018)
    • CF3 Chief Executive (21 Mar 2017 to 31 Jan 2019)
    • CF1 Director (12 Sep 2013 to 31 Jan 2019)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • CF1 Director (13 Apr 2017 to 31 Jan 2019)
    • CF29 Significant management (12 Sep 2013 to 19 Apr 2017)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF29 Significant management (21 Mar 2011 to 28 Sep 2012)
  • Financial Administration Services Limited (no longer approved here)

    FRN 122169

    • CF29 Significant management (21 Mar 2011 to 28 Sep 2012)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF29 Significant management (21 Mar 2011 to 28 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (137)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited