David Tor-Leif Corney

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oppenheimer Europe Ltd. (no longer approved here)
FRN 483856
- CF30 Customer (8 Jun 2016 to 12 Sep 2016)
GFI Securities Limited (no longer approved here)
FRN 184801
- CF30 Customer (4 Mar 2016 to 5 Jun 2016)
Guggenheim Securities International Ltd (no longer approved here)
FRN 485435
- CF30 Customer (9 Jul 2012 to 31 Jul 2015)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (12 Feb 2009 to 17 Mar 2009)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.